9911796707
TMI BlogSecurities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2002.X X X X Extracts X X X X X X X X Extracts X X X X ..... Securities and Exchange Board of India Act, 1992 (15 of 1992), the Securities and Exchange Board of India hereby makes the following regulations, namely:- I. These regulation may by called the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2002. II. In Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) Regulations, 1992- (1) i ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ns in Government securities, the bonds issued by any Public Sector Undertaking and the units traded in a similar manner, the fee payable shall be computed at the rate of one thousandth of one percent of the turnover; (iii) in case of carry forward, renewal or badla transactions the fees shall be computed at the rate of one hundredth of one percent of the turnover and the reverse off setting tran ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... fter the words "rupees five thousand for" and before the words "block of five financial years" the word "every" shall be substituted. (b) In paragraph 4, the following Explanation shall be inserted, namely:- "Explanation: It is clarified that the conversion of individual or partnership membership card of the exchange into corporate entity shall be deemed to be in continuation of the old entity a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 16,1998 by SEBI (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 1998 vide S.O. No. 1078(E). (e) July 6,1998 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1999 vide S.O. No. 541(E). (f) March 14,2000 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2000 vide S.O. No. 234(E). (g) March 28,2000 by SEBI (Appeal to Securities Appellate Tribunal) (Ame ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
