TMI BlogSecurities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019.X X X X Extracts X X X X X X X X Extracts X X X X ..... change Board of India (Regulatory Fee on Stock Exchanges) Regulations, 2006 , Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 , namely, - 1. These Regulations may be called the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2019. 2. They shall come into force with effect from April 01, 2019. Amendments to the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992 3. In the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992, - (i) in Schedule V , in Part B relating to CHARGE OF FEES, in clause 3 in sub-clause (1), the table shall be substituted with the follow ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Commodity derivatives Agricultural commodity derivatives 0.00010 per cent of his turnover (Rs.10 per crore) 0.00001 per cent of his turnover (Rs.1 per crore) 50,000/- 50,000/- Explanation.- [(A)] The expression turnover shall include the value of the trades executed by the stock broker on the concerned recognized stock exchange and of the trades settled on the expiration of the contracts. [(B) In case of options contracts, turnover shall be computed on the basis of premium traded for the option contracts and in case where the option is exercised or a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of the annual turnover in excess of Rs.10,00,000 crores Amendments to the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 5. In the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 , in Schedule III, in clause (2), - (i) in sub-clause (a), the table shall be substituted with the following, namely,- Size of the issue, including intended retention of oversubscription Amount / Rate of fees for fresh filing Amount / Rate of fees for filing within one year after expiry of SEBI Observation letter Less than or equal to ten crore ..... X X X X Extracts X X X X X X X X Extracts X X X X
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