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Application for seeking recognition as a Stock Exchange/ Clearing Corporation

..... tion 4, 6 and 7] (1) An applicant seeking recognition as a stock exchange/ clearing corporation shall substantiate its capability to fulfill all the requirements laid down under SCRA, SCRR and regulation 7 of these Regulations at the time of making the application. (2) For the purpose of grant of in-principle approval under regulation 7(5) of these Regulations, the Board may take into account the .....

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..... ant of final approval, in addition to the above, the applicant shall satisfy the Board with regard to compliance of the following: (a) Appointment of heads of key departments such as legal, listing, member registration, trading and surveillance in case of a stock exchange, and (b) Appointment of heads of key departments such as risk, legal, clearing and settlement, in case of a clearing corporatio .....

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