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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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..... Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. SEBI/LAD-NRO/GN/2019/41.- In terms of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 , the Board hereby issues the following not .....

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..... ears from the date of this notification: Provided that a trading member, who engages or employs any such associated person who is an approved user or sales personnel, after the date of this notification, shall ensure that such person obtains certification by passing the Commodity Derivatives Certification Examination within one year from the date of their employment. Prov .....

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