Definitions

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..... means the Securities and Exchange Board of India constituted under section 3 of the Act; (c) certificate means a certificate of registration granted to an intermediary under the relevant Regulations; (d) enquiry means an enquiry held under these regulations; 1 [( e) enquiry officer means an officer of the Board, not below the rank of Assistant General Manager o .....

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..... ations referred to in regulation 4 made by the Board under section 30 of the Act for regulating the activities of intermediaries; (i) self-regulating organisation means an organisation of intermediaries operating in the securities market duly recognised by or registered with the Board and includes a Stock Exchange; (2) Words and expressions used and not defined in these regulat .....

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