TMI BlogReporting to Stock Exchanges regarding violations under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 relating to the Code of Conduct (CoC).X X X X Extracts X X X X X X X X Extracts X X X X ..... Code of Conduct (CoC). 1. Vide Gazette Notification No. SEBI/LAD-NRO/GN/2020/23 dated July 17, 2020 , Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015 (PIT Regulations) have been further amended. 2. In terms of clause 13 of Schedule B (in case of listed companies) and clause 11 of Schedule C (in case of intermediaries and fiduciaries) read with Regulation 9 of the PIT Regulations , the listed companies, intermediaries and fiduciaries shall promptly inform the Stock Exchange(s) where the concerned securities are traded, regarding violations relating to CoC under PIT Regulations in such form and manner as may be specified by the Board from time to time. 3. SEBI, vide Circular No ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 6. This circular is issued in supersession of Circular No. SEBI/HO/ISD/ISD/CIR/P/2019/82 dated July 19, 2019. 7. This circular is issued in exercise of the powers conferred under section 11(1) of the Securities and Exchange Board of India Act, 1992 read with regulations 4(3) and 11 of the PIT Regulations and to protect the interests of investors in securities and to promote the development of and to regulate the securities market and shall come into force with immediate effect. 8. This circular is available on SEBI website at www.sebi.gov.in under the category Circulars . Yours faithfully, N Sunil Deputy General Manager Tel. No. 022 26449317 Email id: nsunil@sebi.gov.in Encl: as above ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... i. Name of the immediate relative of DP ii. PAN of the immediate relative of DP C. Details of transaction(s) i. Name of the scrip ii. No of shares traded and value (Rs.) (Date- wise) D. In case value of trade(s) is more than ₹ 10 lacs in a calendar quarter i. Date of intimation of trade(s) by concerned DP/director/promoter/promoter group to Company under regulation 7 of SEBI (PIT) Regulations, 2015 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... In case of Demand Draft (DD): Particulars Details Bank Name and branch DD Number DD date DD amount (in Rs.) 9 Any other relevant information Yours faithfully, Date and Place Name and Signature of Compliance Officer PAN: Email ID: - Circular - Trad ..... X X X X Extracts X X X X X X X X Extracts X X X X
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