Relaxation in timelines for compliance with regulatory requirements

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..... h Stock Exchanges and Clearing Corporations (including those in International Financial Services Centres) 3. KYC Registration Agency Madam / Sir, Subject: Relaxation in timelines for compliance with regulatory requirements 1. In view of the situation arising due to COVID-19 pandemic, lockdown imposed by the Government and representations received from Stock Exchanges, SEBI had earlie .....

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..... y the Trading Members / Clearing Members / Depository Participants, mentioned in the SEBI circulars, as under: Compliance requirements for which timelines were extended vide SEBI circular SEBI/HO/MIRSD/DOP/CIR/P/2020/61 dated April 16, 2020. S. Nos. for which timeline is extended Extended timeline / Period of exclusion .....

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..... Audit Report for the year ended March 31, 2020. VII Net worth certificate in Margin Trading for CM Segment for HYE March 31, 2020. VIII Net worth certificate for all members for HYE March 31, 2020. IX Maintaining call recordings of orders/instructions received fro .....

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..... ended timeline / Period of exclusion Submission towards weekly monitoring of client funds under the provisions of Enhanced Supervision. I Till September 30, 2020. Submission of data on monthly basis towards clients and fund balance under the provisions of Enhanced Supervision. II .....

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..... this circular to the notice of their members / participants and also disseminate the same on their websites. 5. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 , to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully .....

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