TMI BlogForm of Annual ReportX X X X Extracts X X X X X X X X Extracts X X X X ..... inancial year, fund-raising under different categories, median time taken for regulatory approval on aggregate basis) 3.2 Debt Markets and Hybrids A. Policy Developments B. Market Activity and Trends Observed (including details of applications for public issuance received during the financial year, median time taken for regulatory approvals on aggregate basis, fund raising under different categories, etc.) 3.3 Corporate Governance and Corporate Restructuring ( Including details of Merger Acquisition deals, regulatory action taken by Securities and Exchange Board of India (SEBI) for enhancing transparency and improving governance, open offers, issuance of observations on offer documents, details of listed companies bein ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 4.2 Equity Derivatives Markets A. Policy Developments B. Market Activity and Trends Observed (including segment and participants-wise performance; details of new products which sought regulatory approval and approved by SEBI; median time taken for such approval; how these products are relevant for market participants and for development of markets, etc.) C. Risk Management Measures (including details of market concentration product and participants-wise, etc.) 4.3 Commodity Derivatives Markets A. Policy Developments B. Global Commodity Price Movements C. Price Discovery in Indian Markets and Prices of Select / Major Commodities Traded D. Market Activity and Trends Observed (including segment and participants-wi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... sures (including details of market concentration product and participants-wise, etc.) 4.6 Market Infrastructure Institutions (MIIs) Stock Exchanges, Clearing Corporations, Depositories (including details of MIIs functioning; ceased operations during the year; regarding ownership and governance of these institutions; summary comparison of the market development and investor protection measures taken by MIIs; development and regulation of business in MIIs, including their trading and settlement practices, etc.) 4.7 Intermediaries Associated Trading members / Brokers, Clearing Members, Investment Advisors, Research Analysts, Depository Participants, Approved Intermediaries (stock-lending schemes), Approved Intermediaries a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (including categorized list of investors; concentration of investments; NPAs; instances of diversion of funds; quantum of unclaimed units, etc.) 5.4 Collective Investment Schemes (CIS) A. Policy Developments B. Market Activity and Trends Observed (including details of interim and final orders passed by SEBI on the deemed CIS/CIS; the details of restitution of money to the investors through SEBI in case of unregistered CIS) 5.5 Real Estate Investment Trusts ( REITs) and Infrastructure Investment Trusts (InvITs) A. Policy Developments B. Market Activity and Trends Observed (including categorized list of business trusts; funds raised; Net Asset Value, etc.) C. Risk Management Measures (NPAs and insta ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... utual funds; Portfolio Managers; REITs and InvITs; Collective Investment Schemes; Alternative Investment Funds; Investment Advisors G. Credit Rating Agencies/Debenture Trustees 8.3 Redressal of Investors Grievances A. Investor grievances received and redressed (including their type, increase in number and geographic location and segment-wise categorization, major nature or types of complaints) B. Analysis of investors feedback on the resolutions provided / satisfaction analysis C. Investor feedback for calls answered on SEBI toll-free helpline D. Investor assistance - replies to queries, etc. E. Issue of no objection certificates post Initial Public Offerings F. Complaints/arbitrage cases with Stock Exchanges ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... C. Recovery Proceedings (amount recovered and not recovered) D. Prosecution Proceedings E. Settlement and Compounding (amount settled / compounded; types of violations for which settlement and compounding happened) 10.3 Litigations A. Appeals in Securities Appellate Tribunal (SAT) B. Trends observed from orders of SAT C. Appeals in Supreme Court D. Litigations in High Courts and other forums E. Important Court Pronouncements 10.4 Amendments to Regulations 10.5 New Regulations (aims and objectives) 10.6 Progress or impact assessment of the new regulations/rules introduced during last year 11. International Engagements 11.1 International engagements having implications for Indian Markets ..... X X X X Extracts X X X X X X X X Extracts X X X X
|
