Code of Conduct

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..... ctor shall formulate a code of conduct with their approval to regulate, monitor and report dealings in mutual fund units by the Designated Persons and immediate relatives of the Designated Persons towards achieving compliance with these regulations and , adopting the minimum standards set out in Schedule B1 to these regulations, without diluting the provisions of these regulations in any manner. .....

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..... ars and share transfer agents, Custodians and Credit Rating Agencies shall be collectively referred to as fiduciaries for the purpose of Schedule C of these regulations. (3) Every asset management company, intermediary and other persons formulating a code of conduct shall identify and designate a compliance officer to administer the code of conduct and other requirements under these regulation .....

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