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Trading Preferences by Clients

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..... r no. CIR/MIRSD/16/2011 dated August 22, 2011 (now rescinded due to issuance of Master Circular for Stock Brokers dated May 17, 2023 ), prescribed trading account related details, which clients would need to provide while opening a trading account with a stock broker. 2. Vide, Para C of the aforementioned Annexure, the format of Trading Preferences has been prescribed as under: C. TRADING .....

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..... se they want to trade on different stock exchange for the same segment or on different segment. 4. Based on the representations received and in consultation with Stock Exchanges, it has been decided to standardize the format of Trading Preferences in order to ensure that clients are permitted to access all the stock exchanges in which the stock brokers are registered for the same segment. .....

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..... ot wish to trade in any of segments / Mutual Fund, please mention here ________________ 6. All stock brokers are mandated to register their new clients on all the active stock exchanges after obtaining the trading preferences as per the aforementioned format. For existing clients, the stock brokers are mandated to offer them access on all the active stock exchanges for the segmen .....

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..... mplementation of the above provisions; 8.3. monitor the implementation and compliance of this circular through half yearly internal audit and inspection of the stock brokers; and 8.4. communicate to SEBI, the status of the implementation of the provisions of this circular in their monthly development report. 9. Applicability : The provisions of this circular shall come into force with ef .....

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