TMI BlogApplication for grant of Certificate of Registration as an ESG rating providerX X X X Extracts X X X X X X X X Extracts X X X X ..... for registration will be considered, only if it is complete in all respects. (d) All answers must be typed. (e) Information which needs to be supplied in detail may be given on separate sheets which should be attached with the application form. (f) All signatures on the application must be original. (g) Every page of the form as well as every additional sheet must be signed by the authorized signatory of the applicant. (h) Application must be accompanied by an application fee as specified in Sixth Schedule to these regulations. (i) All mentions of ratings in this Schedule shall be deemed to refer to ESG ratings, unless the context otherwise specifies. 1. PARTICULARS OF THE APPLICANT 1.1. Name, address of the re ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tion; and (ii) this amount shall not be used in any other manner, except for incurring such expense or maintained as part of the liquid net worth. 1.7. Date of incorporation of the applicant (enclose certificate of incorporation and memorandum and articles of association). Specify the following: 1.7.1. Objects (Main and Ancillary) of the applicant company; and 1.7.2. Authorized, issued, subscribed and paid-up capital. 1.8. Structure of the applicant, whether it is incorporated as a company limited by shares or guarantee, private or public, or as an unlimited company. 1.9. Whether the applicant is listed. If yes, names of Stock Exchanges and latest share price to be given. 1.10. Whether the Applicant or its associates are r ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... , office space, equipment, manpower, facilities for research and database available with the company and whether the existing infrastructure is adequate to carry on the rating activities proposed to be undertaken by the applicant. 4.2. Any further plan for additional/ improved infrastructure, and if applicable, declaration of remote work environment, if any, to be indicated. 5. MAJOR SHAREHOLDERS 5.1. List of major shareholders (holding five per cent. or more shareholding in the applicant, directly or along with associates) in the format provided below: Shareholding as on: Name of shareholder No. of Shares held %age of total paid up capital of the company ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... s rendered by the applicant 8. FINANCIAL INFORMATION ABOUT THE APPLICANT 8.1. Liquid Net worth (rupees in lakhs) Items Year prior to the preceding year of the current year Preceding year Current year (a) Paid-up equity capital (b) Free reserves (excluding reserves created out of revaluation) Total (a) + (b) (c) Accumulated Losses ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the Board, please provide relevant details of the same. 10. DECLARATION 10.1. Give the following declarations signed by two directors: I/We hereby apply for a certificate. I/We warrant that I/We have truthfully and fully answered the questions above and provided all the information which might reasonably be considered relevant for the purposes of my registration. I/We declare that the information supplied in the application form is complete and correct. For and on behalf of (Name of Applicant) Director Name in Block Letters Director Name in Block Letters Date Date FORM B Certificate of Registration as a ..... X X X X Extracts X X X X X X X X Extracts X X X X
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