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2005 (9) TMI 683 - AT - SEBIExtract: .......modified to that of mere warning to enable the appellant to be more vigilant in future. 18. Taking into account the good track record of the appellant and the appellant's reputation in the securities market as a broker it is our desire that this order should not be treated as a stigma to impede growth of the appellant. 19. No order as to costs.
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