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Regulation 26 - Broker dealers and Clearing members - International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025Extract CHAPTER IV SPECIFIC OBLIGATIONS AND RESPONSIBILITES 26. Broker dealers and Clearing members (1) A broker dealer shall ensure compliance with the applicable laws, including bye-laws, rules and regulations specified by the recognised stock exchange. (2) A clearing member shall ensure compliance with the applicable laws, including bye-laws, rules and regulations specified by the recognised clearing corporation.
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