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Monthly Reporting of Portfolio Managers - SEBI - SEBI/HO/IMD/DF1/CIR/P/2021/02

Extract

..... , on SEBI Intermediaries Portal within 7 working days of the end of each month, as per a prescribed format. 2. In order to broaden the information obtained under monthly reports, certain modifications are specified in the format enclosed in Annexure A. 3. The provisions of this circular shall be applicable for monthly reports submitted for January 2021 onwards. 4. This circular is issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 r .....

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Monthly Reporting of Portfolio Managers - SEBI

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..... nder Management (AUM) as on last day of the month B. Break-up of assets under management of the Portfolio Manager Investment Approach Assets Under Management as on last day of the month (in INR crores) Equity Plain Debt Structured Debt Derivatives Mutual Funds Others Total Listed Unli sted Listed Unl isted Listed Unli sted Eq uity Comm odity Others Approach 1 Approach 2 - Approach ‘N’ Total C. Funds Inflow/ Outflow Investment Approach Funds Inflow/Outflow in the Approach During the M .....

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Monthly Reporting of Portfolio Managers - SEBI

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..... for Non- Discretionary Services F. Break-up of clients of the Portfolio Manager Particulars Domestic Clients Foreign Clients PF/ EPFO Corporates Non- Corporates Non Residents FPI Others Total No. of unique Clients as on last day of the month Assets under Management (AUM) as on last day of the month G. Break-up of assets under management of the Portfolio Manager Assets Under Management as on last day of the month (in INR crores) Equity Plain Debt Structured Debt Derivatives Mutual Funds Others T .....

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Monthly Reporting of Portfolio Managers - SEBI

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..... omestic Clients Foreign Clients PF/ EPFO Corporates Non-Corporates Non Residents FPI Others Total No. of Clients as on last day of the month Value of the Assets for which Advisory Services are being given (Amount in INR crores) IV. Data on Complaints Type of Client Total No. of complaints Pending at the beginning of the month Received during the month Resolved during the month Pending at the end of the month Domestic - PF/ EPFO Domestic Corporates Domestic Non- Corporates Foreign - NR Foreign - .....

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Monthly Reporting of Portfolio Managers - SEBI

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