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Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites - SEBI - SEBI/HO/CFD/DCR2/P/CIR/2021/0661

Extract

..... CIRCULAR SEBI/HO/CFD/DCR2/P/CIR/2021/0661 November 23, 2021 To, All Registered Merchant Bankers Dear Sir/Madam, Subject: Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites 1. With a view to provide investors an idea about the various activities pertaining to primary market issuances as well as exit options like Takeovers, Buybacks or Delistings, an Investor Charter has been developed in consultation with the Merchant Bankers. 2. This charter is a brief .....

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Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites - SEBI

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..... aforesaid categories separately as well as collectively, latest by 7th of succeeding month, as per the format enclosed at Annexure-‘B’ to this circular. 5. These disclosure requirements are in addition to those already mandated by SEBI. 6. The provisions of this circular shall come into effect from January 01, 2022. 7. The Circular is issued in exercise of the powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992, to protect the interest of inv .....

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Publishing Investor Charter and Disclosure of Complaints by Merchant Bankers on their Websites - SEBI

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