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Reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 - SEBI - SEBI/HO/DDHS/DDHS_Div1/P/CIR/2022/159

Extract

..... cts relating to the issue and listing of Non-convertible Securities. In the said Operational Circular, Chapter XVI on ‘Reporting of Trades’, inter alia, contains provisions relating to reporting, clearing and settlement of OTC trades by all person(s) dealing in non-convertible securities. 2. It is observed that information on OTC trades in listed Non-convertible Securities provided to the Stock Exchange(s) by the investors is incomplete and/ or inaccurate. This, in turn, amounts to i .....

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Reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 - SEBI

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..... *Deal Type: Direct - Deals among participants done directly and reported by participants; Brokered - deals done/ transacted through broker and reported by participants; IST - Inter-Scheme Transfers - Deals within schemes of same mutual fund/ Insurance Company; #Yield Type: The dealer/ user calculate yield and select the type at the time of reporting; '"Settlement status will be updated at EOD. 4. Stock Exchanges shall monitor the compliance of this circular / chapter XVI of the Operati .....

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Reporting of trades in non-convertible securities under SEBI (Issue and Listing of Non-Convertible Securities) Regulations, 2021 - SEBI

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