Clarification with respect to Qualified RTAs (QRTAs) - SEBI - SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36

..... CIRCULAR SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/36 March 10, 2023 To All registered Registrars to an Issue and Share Transfer Agents (RTAs) Dear Sir / Madam, Clarification with respect to Qualified RTAs (QRTAs) 1. Vide SEBI Circular SEBI/HO/MIRSD/CIR/P/2017/0000000100 dated September 08, 2017 (issued with respect to Cyber Security and Cyber Resilience Framework for RTAs), QRTAs have been defined as RTAs servicing more than 2 crore folios. QRTAs are required to comply with enhanced responsibilities .....

x x x x x   Extracts   x x x x x

Clarification with respect to Qualified RTAs (QRTAs) - SEBI

x x x x x   Extracts   x x x x x

..... put in place by a new QRTA, a period of 60 days from the date of its categorisation as a QRTA as per para 2(a) above shall be provided to the new QRTA for complying with the enhanced requirements mandated for QRTAs. 3. This circular shall come into effect immediately. 4. This circular is issued in exercise of powers conferred by Section 11(1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regu .....

x x x x x   Extracts   x x x x x

Clarification with respect to Qualified RTAs (QRTAs) - SEBI

x x x x x   Extracts   x x x x x