Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA) - SEBI - SEBI/HO/MIRSD/ MIRSD-PoD-2/P/CIR/2023/52

..... ather than their name as registered with SEBI. The brand name/trade name/logo may or may not be related to the name of IA/RA as registered with SEBI and hence may mislead and create confusion in the minds of the investors. 2. While investment advisers and research analysts may use the brand name/trade name/logo, in order to ensure the transparency in such a usage of brand name/trade name/logo, they shall ensure that: i. The information such as name of the IA/RA as registered with SEBI, its logo, .....

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Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA) - SEBI

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..... know your client forms, client agreements, statements or reports or any other form of correspondence with the client. iv. SEBI logo shall not be used by IA/RA. 3. The provisions of this circular shall be applicable with effect from May 01, 2023. 4. This circular is issued in exercise of powers conferred under section 11(1) of the Securities and Exchange Board of India Act, 1992 , to protect the interests of investors in securities market and to promote the development of, and to regulate the se .....

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Usage of brand name/trade name by Investment Advisers (IA) and Research Analysts (RA) - SEBI

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