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Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment - SEBI - SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2023/73Extract ..... has been decided to introduce ‘Risk disclosures’ with respect to trading in equity Futures & Options (F&O) segment. 3. Accordingly, all stock brokers shall display the ‘Risk disclosures’ given at Annexure-I on their websites and to all their clients in the manner as specified below: 3.1. Upon login into their trading accounts with brokers, the clients may be prompted to read the ‘Risk disclosures’ (which may appear as a pop-up window upon login) and shall be allowed to proceed ahead only after acknowledging the same. 3.2. The ‘Risk disclosures’ shall be displayed prominently, covering at least 50 percent area of the screen. 4. All Qualified Stock Brokers (QSBs) shall maintain the Prof ..... x x x x x Extracts x x x x x Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment - SEBI x x x x x Extracts x x x x x ..... net trading profits, incurred between 15% to 50% of such profits as transaction cost. Source: 1. SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22. Annexure-II: Data Format A. Equity F&O Segment Transaction Cost (Rs.) Client Identifica tion No. Period Product Category Age Gender Income Group City PIN Code No. of transactions during period (Buy+Sell) Realized trading Profit/Loss excluding transaction charges during period (Rs.) Brokerage + Clearing Fee Exchang e Fee Stamp Duty SEBI turnove r Fee STT GS ..... x x x x x Extracts x x x x x Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment - SEBI x x x x x Extracts x x x x x ..... ng Period (Rs.) Realised Trading Profit/Loss excluding transaction charges during Period (Rs.) Brokerage + Clearing Fee Exchange Fee Stamp Duty SEBI turnove r Fee STT GST Period 1 <20 M <5Lacs Period 2 20-30 F 5-10L 30-40 Others 10-25L 40-50 Not sepec 25-50L 50-60 50-100L >60 >100L Not Available Not Available Notes: 1. Client-set: All Individual Clients (which includes HUF and NRIs; excludes Proprietary traders, institutions, partnership firms etc.) 2. Segment: Cash Segment 3. Period: Financial year 4. Client level realized trading Profit/Loss during the period is considered. 5. For computation of Client level realised profit/loss in cash segment during the period, only transactions where both legs (buy and sell side) in a scrip ..... x x x x x Extracts x x x x x Risk disclosure with respect to trading by individual traders in Equity Futures & Options Segment - SEBI x x x x x Extracts x x x x x
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