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Format for Annual Secretarial Compliance Report for InvITs - SEBI - SEBI/HO/DDHS-PoD-2/P/CIR/2023/102

Extract

..... the following shall be complied with regard to annual secretarial compliance report: (a) The investment manager of the InvIT, on an annual basis, shall appoint a practicing company secretary to examine the compliance of all applicable SEBI Regulations and circulars/ guidelines issued thereunder, consequent to which, the practicing company secretary shall submit a report to the investment manager of the InvIT. (b) The format for the annual secretarial compliance report is placed at Annex-A. (c) The investment manager of the InvIT shall provide all such documents/information as may be sought by the practicing company secretary for the purpose of providing secretarial compliance report. 3. Reporting and Monitoring (a) The investment manager o .....

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Format for Annual Secretarial Compliance Report for InvITs - SEBI

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..... tock exchanges, (c) website of [●] [Name of the InvIT] ( the InvIT ), (d) any other document/ filing, as may be relevant, which has been relied upon to make this certification, for the year ended [●] ( Review Period ) in respect of compliance with the provisions of : (i) the Securities and Exchange Board of India Act, 1992 ( SEBI Act ) and the Regulations, circulars, guidelines issued thereunder; and (ii) the Securities Contracts (Regulation) Act, 1956 ( SCRA ), rules made thereunder and the Regulations, circulars, guidelines issued thereunder by the Securities and Exchange Board of India ( SEBI ); The specific Regulations, whose provisions and the circulars/ guidelines issued thereunder, have been examined, include:- (a) Securi .....

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Format for Annual Secretarial Compliance Report for InvITs - SEBI

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..... ose records. (c) The following are the details of actions taken against the InvIT, parties to the InvIT, its promoters, directors either by SEBI or by Stock Exchanges ( including under the Standard Operating Procedures issued by SEBI through various circulars) under the aforesaid Acts/ Regulations and circulars/ guidelines issued thereunder: Sr. No. Action taken by Details of violation Details of action taken E.g. fines, warning letter, debarment, etc. Observations/ remarks of the Practicing Company Secretary, if any. (d) The .....

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Format for Annual Secretarial Compliance Report for InvITs - SEBI

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