The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011

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..... MFs) Portfolio Managers (PMs), Collective Investment Schemes (CIS) Venture Capital Funds (VCFs) Association of Mutual Funds in India (AMFI) Dear Sirs, Subject: The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011. 1. As you are aware, SEBI simplified the account opening process for investors vide Circular No. CIR/MIRAD/16/2011 dated August 2 .....

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..... download the client s details from the system of the KRA. As a result, once the client has done KYC with a SEBI registered intermediary, he need not undergo the same process again with another intermediary. 4. Accordingly, SEBI has formulated the KYC Registration Agency (KRA) Regulations, which have been notified vide notification no. LAD-NRO/GN/2011-12/29/36772 dated December 2, 2011 (copy .....

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..... s issued in exercise of powers conferred under Section 11(1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities markets. Yours faithfully, B. N. Sahoo Deputy General Manager 022-26449250 email: biranchins@sebi.gov.in Encl. : Copy of KRA Regula .....

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