Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014

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..... d Custodians of Securities; All Designated Depository Participants (DDPs) through Depositories Dear Sir / Madam, Sub: Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014 1. The SEBI (Foreign Portfolio Investors) Regulations, 2014 were notified on January 07, 2014 and shall commence with effect from June 01, 2014. 2. To .....

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..... FPIs shall have position limits as applicable to the clients. 2.3. Facility for allocation of trades: In modification to the SEBI circular MRD/DoP/SE/Cir-35/2004 dated October 26, 2004, the following framework shall be implemented to facilitate allocation of trades of a FPI to other FPIs: (i) Entities who trade on behalf of FPIs shall inform the stock brokers of the details of FPIs on whose beh .....

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..... amendments to the relevant bye-laws, rules and regulations. b) bring the provisions of this circular to the notice of the stock brokers / clearing members and also disseminate the same on its website; c) communicate to SEBI the status of implementation of the provisions of this circular. 6. This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities an .....

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