Monthly reporting by Portfolio Managers

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..... he monthly report on portfolio management activity has been revised as per enclosed Annexure. All portfolio managers are advised to upload the report in the revised format on SEBI Portal by the 5th of the following month with effect from the report for the month of October 2010 onwards. 3. This circular is issued in exercise of powers conferred by sub-section (1) of section 11 and section 11A of .....

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..... 1 Gross Sales in the month (Amount in Rs. crores ) 2 Gross Purchases in the month (Amount in Rs. crores) 3 Portfolio Turnover Ratio =(Cumulative Purchases in the Month/Funds under portfolio) 4 Performance of the portfolio manager during the month (on weighted average basis for all clients) 5 Value of Assets Managed under PF/EPFO (Amount in Rs. crores) (if any) *Such as equity linked .....

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..... as equity linked notes, equity linked debenture etc 3. ADVISORY SERVICES Sr. No. Particulars 1 Number Individual clients 2 Number of Corporate Clients 3 Total Number of clients 4 Value of the Asset for which Advisory Services are being given (Amount in Rs. crores) 4. DETAILS OF COMPLAINTS Sr No. Types of Clients Total No. of complaints pending at the beginning of the month No. of .....

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