TMI BlogDefinitionsX X X X Extracts X X X X X X X X Extracts X X X X ..... ncial officer or whole time finance director or head of finance , by whatever name called, shall mean the person heading and discharging the finance function of the listed entity as disclosed by it to the recognised stock exchange(s) in its filing under these regulations; (g) committee shall mean committee of board of directors or any other committee so constituted; (h) designated securities means specified securities, non-convertible debt securities, non-convertible redeemable preference shares, perpetual debt instrument, perpetual non-cumulative preference shares, Indian depository receipts, securitised debt instruments, [security receipts,] 1 units issued by mutual funds 23 [ Zero Coupon Zero Principal Instruments ] and any other securities as may be specified by the Board ; (i) financial year shall have the same meaning as assigned to it under sub-section (41) of section 2 of the Companies Act, 2013; 2 [(ia) fugitive economic offender shall mean an individual who is declared a fugitive economic offender under section 12 of the Fugitive Economic Offenders Act, 2018 (17 of 2018);] (j) global depository receipts means global depository receipt ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ble debt securities means debt securities as defined under the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Securities) Regulations, 2021; ] (u) 19 [ non-convertible redeemable preference shares , non-convertible securities , perpetual debt instrument and perpetual non-cumulative preference share shall have the same meaning as assigned to them in the Securities and Exchange Board of India (Issue and Listing of Non- Convertible Securities) Regulations, 2021; ] (v) offer document shall have the same meaning assigned to it under clause 12 [ (kk) ] of sub-regulation (1) of regulation 2 of the 10 [ Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018 ] , 20 [ clause (y) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue and Listing of Non- Convertible Securities) Regulations, 2021 ] , clause (r) of regulation 2 of the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 and clause (l) of sub-regulation (1) of regulation 2 of the [Securities and Exchange Board of India (Issue and Listing of Securitised Debt Instruments ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ude a single transaction or a group of transactions in a contract: Provided that the following shall not be a related party transaction: (a) the issue of specified securities on a preferential basis, subject to compliance of the requirements under the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2018; (b) the following corporate actions by the listed entity which are uniformly applicable/offered to all shareholders in proportion to their shareholding: i. payment of dividend; ii. subdivision or consolidation of securities; iii. issuance of securities by way of a rights issue or a bonus issue; and iv. buy-back of securities. (c) acceptance of fixed deposits by banks/Non-Banking Finance Companies at the terms uniformly applicable/offered to all shareholders/public, subject to disclosure of the same along with the disclosure of related party transactions every six months to the stock exchange(s), in the format as specified by the Board: Provided further that this definition shall not be applicable for the units issued by mutual funds which are listed on a recognised stock exchange(s); ] (zd) relative ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ng days of the stock exchange where the securities of the entity are listed. ] 24 [ (zo) the expressions For Profit Social Enterprise , Not for Profit Organization , Social Enterprise , Social Stock Exchange , draft fund raising document , final fund raising document , fund raising document , Social Auditor and Social Audit Firm shall have the same meaning as assigned to them in the Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulation, 2018; ] (2) All other words and expressions used but not defined in these regulations, but defined in the Act or the Companies Act, 2013, the Securities Contracts (Regulation) Act, 1956, the Depositories Act, 1996 and/or the rules and regulations made thereunder shall have the same meaning as respectively assigned to them in such Acts or rules or regulations or any statutory modification or re-enactment thereto, as the case may be. *********** Notes 1 Inserted by SEBI (Listing Obligations and Disclosure Requirements) (Fifth Amendment) Regulations, 2018, w.e.f. 06.09.2018. 2 Inserted by SEBI (Listing Obligations and Disclosure Requirements) (Sixth Amendment) Regulations, 2018 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ead as non-convertible debt securities which is debt securities as defined under regulation 2(1)(e) of the Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008; 19. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 before it was read as non-convertible redeemable preference shares , perpetual debt instrument /'innovative perpetual debt instrument' and perpetual non-cumulative preference share shall have the same meaning as assigned to them in the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013; 20. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/47 dated 07-09-2021 before it was read as clause (j) of sub-regulation(1) of regulation 2 of the Securities and Exchange Board of India (Issue and Listing of Debt Securities) Regulations, 2008, clause (p) of sub-regulation (1) of regulation 2 of the Securities and Exchange Board of India (Issue and Listing of Non-Convertible Redeemable Preference Shares) Regulations, 2013 21. Substituted vide Notification No. SEBI/LAD-NRO/GN/2021/55 dated 09-11-20 ..... X X X X Extracts X X X X X X X X Extracts X X X X
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