TMI BlogAPPLICATION FOR GRANT OF CERTIFICATE OF REGISTRATIONX X X X Extracts X X X X X X X X Extracts X X X X ..... cordance with the regulations. 3. Application for registration will be considered, only if it is complete in all respects. 4. All answers must be typed. 5. Information which needs to be supplied in more detail may be given on separate sheets which should be attached to the application form. 6. All signatures on the application must be original. 7. Every page of the form as well as every additional sheet must be initialed by the authorised signatory of the applicant. 1.0 PARTICULARS OF THE APPLICANT 1.1 Name, address of the registered office, address for correspondence, telephone number(s), fax number(s) and name of the contact person of the company. Address of branch offices, if any. 1.2 Date of incorporation of th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ey Personnel of the company, which shall include name, designation in the company, qualification, previous positions held, experience, date of appointment in the company and functional areas. 4.0 INFRASTRUCTURE 4.1 Details of infrastructure including computing facilities, facilities for research and database available with the company and whether the existing infrastructure is adequate to carry on the rating activities proposed to be undertaken by the company. Any further plan for additional/ improved infrastructure to be indicated. 5.0 MAJOR SHAREHOLDERS 5.1 List of major shareholders (holding 5% and above of applicant directly or along with associates) Shareholding as on: Name of shareholder ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... s of other rating activities undertaken during last three years. 7.5 Any other information considered relevant to the nature of services rendered by the applicant. 8.0 FINANCIAL INFORMATION ABOUT THE APPLICANT 8.1 Net worth (Rs. In Lacs) Items Year prior to the preceding year of the current year Preceding year Current year (a) Paid-up capital (b) Free reserves (excluding revaluation reserves) Total (a) + (b) ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (Name of Applicant) Director Director Name in Block Letters Name in Block Letters Date Date FORM B SECURITIES AND EXCHANGE BOARD OF INDIA (CREDIT RATING AGENCIES) REGULATIONS, 1999 [ 3 [REGULATION 8 (1) 4 [***] ]] [ 5 [CERTIFICATE OF REGISTRATION]] I. In exercise of the powers conferred by sub-section (1) of section 12 of the Securities and Exchange Board of India Act, 1992, read with the rules and regulations made thereunder the Board hereby grants a certificate of registration to as a credit rating agency in accordance with and subject to the conditions in the regulations to carry out ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ndia (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. 5 Substituted for the words Certificate of Initial / Permanent Registration by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to this the words substituted the words CERTIFICATE OF REGISTRATION , by the SEBI (Credit Rating Agencies) (Amendment) Regulations, 2011 w.e.f. 05.07.2011. 6 Substituted by the Securities and Exchange Board of India (Change In Conditions Of Registration Of Certain Intermediaries) (Amendment) Regulations, 2016 w.e.f. 08-12-2016. Prior to the substitution, paragraph III read a ..... X X X X Extracts X X X X X X X X Extracts X X X X
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