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Definitions

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..... ck exchange, shall be construed with reference to the definition of control as provided in sub-section (27) of Section 2 of the Companies Act, 2013 (18 of 2013); ] (c) client means any person who has entered into an agreement with a 4 [ custodian ] to avail of custodial services provided by the 4 [ custodian ] ; (d) 4 [ custodian ] means any person who carries on or proposes to carry on the business of providing custodial services; 1 [(e) custodial services in relation to securities 5 [ or goods ] of a client or gold or gold related instruments 14 [ or silver or silver related instruments ] held by a mutual fund or title deeds of real estate assets held by a real estate mutual fund scheme in accordance .....

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..... he First Schedule; 12 [ (ha) goods means the goods notified by the Central Government under clause (bc) of section 2 of the Securities contracts (Regulation) Act, 1956 and forming the underlying of any commodity derivative contract; ] (i) inspecting officer means an inspecting officer appointed by the Board under regulation 21; (j) Schedule means a Schedule annexed to these regulations. 13 [ (k) securities shall have the meaning assigned to it in clause (h) of section 2 of the Securities Contracts (Regulation) Act, 1956. ] ******* 1 Substituted by the SEBI (Custodian of Securities) (Amendment) Regulations, 2008, w.e.f. 4-7- 2008. Prior to substitution, clause (e), as amended by SEBI (Custodian of Securities) .....

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..... ent; and (v) maintaining and reconciling records of the services referred to in sub-clause (i) to (iii); 2 Inserted by the SEBI (Facilitation of Issuance of Indian Depository Receipts) (Amendment) Regulations, 2009 with effect from 19-6-2009. 3 Omitted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its omission, clause (g) read as under, (g) enquiry officer means an enquiry officer appointed by the Board, under regulation 29; 4. Substituted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 before it was read as custodian of securities 5. Inserted vide NOTIFICATION No. SEBI/LAD-NRO/GN/2019/01 dated 01-01-2019 6. Inser .....

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