TMI BlogAppointment of compliance officerX X X X Extracts X X X X X X X X Extracts X X X X ..... intment of compliance officer. 18A. (1)Every stock broker shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications ..... X X X X Extracts X X X X X X X X Extracts X X X X
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