TMI BlogAppointment of compliance officerX X X X Extracts X X X X X X X X Extracts X X X X ..... compliance officer. 18A. (1) Every stock broker shall appoint a compliance officer who shall be responsible for monitoring the compliance of the Act, rules and regulations, notifications, guidelines, ..... X X X X Extracts X X X X X X X X Extracts X X X X
|