Tax Management India.Com

Home Page

Home List
← Previous Next →

Record Keeping

Para 6 - Guidelines - Guidelines for Anti-money laundering measures - Para 6 - 6. 6.1 Registered intermediaries should ensure compliance with the requirements contained in the SEBI Act, 1992, Rules and Regulations made there-under, PML Act, 2002 as w .....

X X X X X X X

Full Contents

X X X X X X X

d need to trace through the audit trail for reconstructing a financial profile of the suspect account. To enable this reconstruction, registered intermediaries should retain the following information for the accounts of their customers in order to ma .....

X X X X X X X

Full Contents

X X X X X X X

transaction records and information are available on a timely basis to the competent investigating authorities. Where appropriate, they should consider retaining certain records, e.g. customer identification, account files, and business correspondenc .....

X X X X X X X

Full Contents

X X X X X X X

 

 

← Previous Next →