Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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..... 9-10/04/163097: WHEREAS the National Institute of Securities Markets (hereinafter referred to as NISM) has specified vide notification no. NISM/Certification/NISM Series-I: CD/2009/1 dated 11th May, 2009, in consultation with Securities and Exchange Board of India (hereinafter referred to as Board), 'Series-I: Currency Derivatives Certification Examination'(hereinafter referred to as Seri .....

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..... hall ensure that all its approved users and sales personnel obtain Series-I: CD certification, as specified above, by 10th August, 2009. FURTHER from the date of this notification a trading member of the Currency Derivatives Segment of a recognised stock exchange shall not engage or employ any approved user or sales personnel who does not have valid Series-I: CD certification. C. B. BHAVE, .....

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