TMI BlogSecurities And Exchange Board Of India (Custodian Of Securities) (Amendment) Regulations, 2006.X X X X Extracts X X X X X X X X Extracts X X X X ..... 0 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996, namely :- 1. These Regulations may be called the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2006. 2. They shall come into ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... related instruments; (iii) keeping the client informed of the actions taken or to be taken by the issuer of securities, having a bearing on the benefits or rights accruing to the client; and (iv) maintaining and reconciling records of the services referred to in sub-clauses (i) to (iii). (ii) in regulation 6, in sub-regulation (1), after clause (b), the following clause shall be in ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... vices in respect of gold or gold related instruments of a mutual fund only after taking prior approval of the Board. F.No. SEBI/LAD/DOP/25602/2006 M. DAMODARAN, Chairman Footnotes: (1) The Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996, the Principal Regulations were published in the Gazette of India on May 16, 1996 vide S.O. No. 344(E). ( ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... oard of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No.476(E). (f) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045(E). (g) on March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person ..... X X X X Extracts X X X X X X X X Extracts X X X X
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