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TMI BlogSecurities And Exchange Board Of India (Custodian Of Securities) (Amendment) Regulations, 2006.X X X X Extracts X X X X X X X X Extracts X X X X ..... change Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996, namely :- 1. These Regulations may be called the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2006. 2. They shall come into force on the date of their pu ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... lient informed of the actions taken or to be taken by the issuer of securities, having a bearing on the benefits or rights accruing to the client; and (iv) maintaining and reconciling records of the services referred to in sub-clauses (i) to (iii)." (ii) in regulation 6, in sub-regulation (1), after clause (b), the following clause shall be inserted, namely - "(ba) the applicant has the requis ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... fund only after taking prior approval of the Board." F.No. SEBI/LAD/DOP/25602/2006 M. DAMODARAN, Chairman Footnotes: (1) The Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996, the Principal Regulations were published in the Gazette of India on May 16, 1996 vide S.O. No. 344(E). (2) The Securities and Exchange Board of India (Custodian of Securities) Regulation ..... X X X X Extracts X X X X X X X X Extracts X X X X
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