Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... ly 1. These Regulations may be called the Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 , - I. in regulation 2 , - i. for clause (af), the following clauses shall be substituted, namely,- (af) custodian means a person who has been granted a certificate of registration to carry on the business of custodian under the Securities and Exchange Board of India (Custodian) Regulations, 1996; (ag) discretionary portfolio manager means a portfolio manager who exe .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... symbol ; , the words and goods shall be inserted; III. in regulation 16B , after sub-regulation (2), following sub-regulation shall be inserted, namely,- (3) Every Portfolio Manager who deals in commodity derivatives shall appoint a custodian. IV. in regulation 21, in sub-regulation (1), in clause (a), - a. after the word of security and before the word and symbol , number , the words and goods shall be inserted; b. after the word in the portfolio and before the word and symbol , cash , the words and symbol , units of goods, value of goods shall be inserted; [ADVT.-III/4/Exty./42/19] AJAY TYAGI, Chairman Footnote: 1. The Securities and E .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X

..... I (Portfolio Managers) (Amendment) Regulations, 2002 vide S.O. No. 1087 (E) (10) March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). on June 11, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O. No. 625 (E). (11) May 27, 2004 by SEBI (Portfolio Managers) (Amendment) Regulations, 2004 vide S.O. No. 654 (E). (12) July 5, 2006 by SEBI (Portfolio Managers) (Amendment) Regulations, 2006 vide S.O. No. 997 (E). (13) September 7, 2006 by SEBI (Portfolio Managers) (Second Amendment) Regulations, 2006 vide S.O. No. 1450 (E). (14) November 30, 2006 by SEBI (Portfolio Ma .....

X X   X X   Extracts   X X   X X

→ Full Text of the Document

X X   X X   Extracts   X X   X X