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Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 - SEBI/LAD-NRO/GN/2019/17 - SEBI

Extract

..... lio Managers) Regulations, 1993, - I. in regulation 2, - i. for clause (af), the following clauses shall be substituted, namely,- “(af) “custodian” means a person who has been granted a certificate of registration to carry on the business of custodian under the Securities and Exchange Board of India (Custodian) Regulations, 1996; (ag) “discretionary portfolio manager” means a portfolio manager who exercises or may exercise, under a contract relating to portfolio management, any degree of discretion as to the investments or management of the portfolio of securities or the funds of the client, as the case may be;” ii. after clause (b) and before clause (c), the following clause shall be inserted, namely, - .....

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Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 - SEBI/LAD-NRO/GN/2019/17 - SEBI

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..... a custodian.” IV. in regulation 21, in sub-regulation (1), in clause (a), - a. after the word “of security” and before the word and symbol “, number”, the words “and goods” shall be inserted; b. after the word “in the portfolio” and before the word and symbol “, cash”, the words and symbol “, units of goods, value of goods” shall be inserted; [ADVT.-III/4/Exty./42/19] AJAY TYAGI, Chairman Footnote: 1. The Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993 were issued under S.O. No. SEBI/LE/93/III dated January 7, 1993 published in the Gazette of India, Part II, Section 3(ii) dated January 7, 1993. 2. The Securities and Exchange Board of .....

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Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 - SEBI/LAD-NRO/GN/2019/17 - SEBI

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..... e S.O. No. 625 (E). (11) May 27, 2004 by SEBI (Portfolio Managers) (Amendment) Regulations, 2004 vide S.O. No. 654 (E). (12) July 5, 2006 by SEBI (Portfolio Managers) (Amendment) Regulations, 2006 vide S.O. No. 997 (E). (13) September 7, 2006 by SEBI (Portfolio Managers) (Second Amendment) Regulations, 2006 vide S.O. No. 1450 (E). (14) November 30, 2006 by SEBI (Portfolio Managers) (Third Amendment) Regulations, 2006 vide S.O. No. 2053 (E). (15) May 26, 2008 by the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 vide Notification No. LAD/NRO/GN/2008/11/126538. (16) August 11, 2008 by SEBI (Portfolio Managers) (Amendment) Regulations, 2008 vide Notification No. LAD-NRO/GN/2008/19/134764. (17) February 10, 2012 by SE .....

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Securities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2019 - SEBI/LAD-NRO/GN/2019/17 - SEBI

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