TMI BlogFramework for listing of Commercial PaperX X X X Extracts X X X X X X X X Extracts X X X X ..... es at the time of listing and on a continuous basis. 2. In view of the above, a disclosure framework applicable for listing of CPs was discussed in the meeting of Corporate Bonds Securitization Advisory Committee (CoBoSAC), chaired by Shri H. R. Khan. 3. Based on recommendations of CoBoSAC, for listing of CPs, issuers and stock exchanges shall comply at the time of listing and on a continuous basis with the following; a. An issuer who desires to list its CP shall forward an application for listing along with the disclosures specified in Annexure I to the concerned stock exchange(s). b. On approval of the listing application by the concerned stock exchange(s), the disclosures so provide ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 1. Issuer details: 1.1. Details of the issuer: (i) Name, Address, CIN and PAN (ii) Line of business (iii) Chief Executive (Managing Director / President/ CEO / CFO) (iv) Group affiliation (if any). 1.2. Details of the directors: Name, designation and DIN Age Address Director since List of other directorships 1.3. Details of change in directors in last three financial years includin ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 1.7. List of top 10 debt securities holders (as on .): S. No. Name of holder Category Face value Holding of debt securities as a percentage of total debt securities outstanding of the issuer 1.8. List of top 10 CP holders (as on .): S. No. Name of CP holder Category of CP holder ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Redemption date/ Schedule Credit rating Secured/ Unsecured Security Other Details viz. Details of IPA, Details of CRA 3.2. Details of secured/ unsecured loan facilities/ bank fund based facilities/ rest of the borrowing, if any, including hybrid debt like foreign currency convertible bonds (FCCB), optionally convertible debentures / preference shares from banks or financial institution ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... CP issued during the last 15 months. 4.3. End-use of funds. 4.4. Credit Support/enhancement (if any): (i) Details of instrument, amount, guarantor company (ii) Copy of the executed guarantee (iii) Net worth of the guarantor company (iv) Names of companies to which guarantor has issued similar guarantee (v) Extent of the guarantee offered by the guarantor company (vi) Conditions under which the guarantee will be invoked 5. Financial Information: 5.1. Audited / Limited review half yearly consolidated (wherever available) and standalone financial information (Profit Loss statement, Balance Sheet and Cash Flow s ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... HFCs shall make disclosures as specified for NBFCs in SEBI Circular no. CIR/IMD/DF/ 6 /2015, dated September 15, 2015, as revised from time to time with appropriate modifications viz. retail housing loan, loan against property, wholesale loan - developer and others. Annexure II Continuous obligations and disclosure requirements for listed CPs: 1. Financial results: 1.1. Issuers who have listed their specified securities and are required to comply with provisions of Chapter IV of SEBI LODR Regulations and also have outstanding listed CPs shall prepare and submit financial results in terms of Regulation 33 of SEBI LODR Regulations and additional line items as required under Regulation ..... X X X X Extracts X X X X X X X X Extracts X X X X
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