Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

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..... ification of Associated Persons in the Securities Markets) Regulations, 2007. No. SEBI/LAD-NRO/GN/2021/49.-In terms of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 read with sub-regulation (2) of regulation 7 of the Securities and Exchange Board of India (Portfolio Managers) Regulations, 2020, the Boar .....

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..... e certification by passing the NISM-Series-XXI-B: Portfolio Managers Certification Examination within two years from the date of this notification: Provided that a Portfolio Manager, who engages or employs any such associated person who is a principal officer or an employee having decision making authority related to fund management, after the date of this notification, shall ensure that such pe .....

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