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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - SEBI/LAD-NRO/GN/2021/49 - SEBI

Extract

..... SECURITIES AND EXCHANGE BOARD OF INDIA NOTIFICATION Mumbai, the 7th September, 2021 Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. No. SEBI/LAD-NRO/GN/2021/49.-In terms of Regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 read with sub-regulation (2) of regulation 7 of the Securities and Exchange Board of India (P .....

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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - SEBI/LAD-NRO/GN/2021/49 - SEBI

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..... that a Portfolio Manager, who engages or employs any such associated person who is a principal officer or an employee having decision making authority related to fund management, after the date of this notification, shall ensure that such person obtains certification by passing the NISM-Series-XXI-B: Portfolio Managers Certification Examination within one year from the date of their employment. 3. This notification shall come into force on the date of its publication in the Official Gazette. AJ .....

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Notification under Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 - SEBI/LAD-NRO/GN/2021/49 - SEBI

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