TMI BlogSecurities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2024X X X X Extracts X X X X X X X X Extracts X X X X ..... 14 , namely, 1. These regulations may be called the Securities and Exchange Board of India (Research Analysts) (Amendment) Regulations, 2024. 2. They shall come into force on the ninetieth day from the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Research Analysts) Regulations, 2014 , I. in regulation 6 , after clause (x), the following clause shall be inserted, namely, (xi) whether the applicant is enlisted with a body or body corporate recognised under regulation 14: Provided that the existing research analysts and research entities shall be deemed to be enlisted with such a body or body corporate from the date of recognition of such a body or body corporate: Provided further that th ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... with the following paragraph, namely,- 2. Every applicant shall pay registration fee at the time of grant of certificate of registration by the Board as under: i. For individuals and partnership firms: ₹ 3,000; ii. For proxy advisory firms: ₹ 3,000; iii. For body corporates including Limited Liability Partnerships: ₹ 30,000. iii. paragraph no. 3 shall be substituted with the following paragraph, namely,- 3. A research analyst who has been granted a certificate of registration, in order to keep its registration in force, shall pay the following fee every five years, from the date of grant of the certificate of registration or from the date of grant of the certificate of registration prior to the commencement of the Securiti ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... LAD-NRO/GN/2021/09. d. August 3, 2021 by the Securities and Exchange Board of India (Regulatory Sandbox) (Amendment) Regulations, 2021 vide notification No. SEBI/LAD-NRO/GN/2021/30. e. 17th January 2023, by the Securities and Exchange Board of India (Change in Control in Intermediaries) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD-NRO/GN/2023/115. f. February 7, 2023 by the Securities and Exchange Board of India (Payment of Fees and Mode of Payment) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD-NRO/GN/2023/121. g. 3rd July 2023 by the Securities and Exchange Board of India (Alternative Dispute Resolution Mechanism) (Amendment) Regulations, 2023 vide notification No. SEBI/LAD NRO/GN/2023/137. h. 17th August 202 ..... X X X X Extracts X X X X X X X X Extracts X X X X
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