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TMI Blog2017 (9) TMI 2046X X X X Extracts X X X X X X X X Extracts X X X X ..... pending investigation, in the scrip of First Financial Services Ltd (hereinafter collectively referred to as the "FFSL"). 2. The name of the entities against whom the interim orders were passed are as follows: S. n Name Of The Entity PAN COMPANY 1 First Financial Services Ltd AAACF1145J PROMOTERS AND DIRECTORS OF FIRST FINANCIAL 2 Ponuswammy Natarajan AAAPN9499G 3 N Nithya AKWPN5092R 4 N Jayanthi AACPJ1012F 5 S Krishna Rao AGWPR3410R 6 Stanley Gilbert Felix Melkhasingh AAMPF5456D 7 Sambasivaiyer Swaminathan AABPS1434P 8 Nirmal Singh Mertia AKHPM8437G PREFERENTIAL ALLOTTEES 9 Master Commodity Services Ltd AAACE3600M 10 Giriraj Prasad Manihar AAAHG6195E 11 Krishan Kumar Daga AA ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Buha AAWPB3665Q 52 Sunder Somani AAWPS1022L 53 Karuna Atal ABHPA0900D 54 Dheeraj Krishna Agarwal ABHPA9593N 55 Rajinder Kumar Singhania ABRPS7928R 56 Parveen Singhania ABRPS7929Q 57 Suresh Kumar Khandelia ABSPK3417A 58 Manju Khandelia ABSPK3421A 59 Prem Jain ABZPJ4150C 60 Harneesh Kaur Arora ACJPA6923B 61 Gaurav Jain ACKPJ4330N 62 Sunita Chaudhary ACLPC7278D 63 Sanjiv Chaudhry ACLPC7284P 64 Gopalbhai Parshotambhai Dungarani ACOPD6501F 65 Nandita Bhavesh Madiyar ACOPM4635R 66 Santosh Manihar ACSPM8149E 67 Vinal Arvind Kapasi ADQPK1014P 68 Suresh Kumar Kalani ADRPK7629M 69 Ashokbhai Nathabhai Buha AECPB5885J 70 Brij Bhushan Singal AEFPS6298M 71 Narayan Prasad Mundhra AENPM3873N 72 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 045K 108 Swarnapriya Vanijya Private Ltd. AAJCS0595E 109 Bazigar Trading Private Ltd. AABCB3052B 110 Roshan Drolia AAACF4335Q 111 Global Infratech & Finance Ltd. AABCA4255H 112 Life Line Marketing Pvt Ltd. AAACL5973G 113 Shree Sudharshan Castings Pvt Ltd AADCS9429B 114 Bsr Finance & Consultants Private Ltd. AABCB0636K 115 Waltare Investment Pvt Ltd AAACW2314A 116 Bimal Kumar Drolia AABCG9640C 117 Parmanand Drolia AABCC0603M 118 Pride Distillery Private Ltd AACCM6582E 119 R C Suppliers Private Ltd. AABCR2904A 120 Ushita Trading And Agencies Ltd. AAACU3269L 121 Grd Enclave Private Ltd AABCG9641D 122 Linton Consultants Private Ltd AAACL5784F 123 Santosh Kumar Shah ALGPS0859J 124 Madsan Agencies ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ued vide interim orders were confirmed vide four orders dated April 20, 2015, June 02, 2016, June 14, 2016 and August 25,2016 against 149 entities. Vide order dated August 25, 2016, the directions against entities mentioned at Sl. no. 3,4,18, 151 and 152 were revoked. 4. Subsequent to the interim orders, an investigation was carried out to look into the role of debarred entities in price manipulation the FFSL scrip. Upon completion of investigation, violation of provisions of SEBI Act, 1992 (SEBI Act) and SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 2003 (PFUTP Regulations) are not observed in respect of following 91 entities against whom directions were issued vide the interim orde ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 7929Q 36. Prem Jain ABZPJ4150C 37. Harneesh Kaur Arora ACJPA6923B 38. Gaurav Jain ACKPJ4330N 39. Sunita Chaudhary ACLPC7278D 40. Sanjiv Chaudhry ACLPC7284P 41. Gopalbhai Parshotambhai Dungarani ACOPD6501F 42. Nandita Bhavesh Madiyar ACOPM4635R 43. Vinal Arvind Kapasi ADQPK1014P 44. Narayan Prasad Mundhra AENPM3873N 45. Priyanka Ganna AFQPJ7537N 46. Shilpa Ganna AFRPJ6563K 47. Rupal Tushar Mehta AGWPM9589L 48. Manjudevi N Mundra Mundra AHDPM7706M 49. Champakbhai Manubhai Sopariwala AHPPS8032G 50. Bharati Bharat Manek AHTPM1266G 51. Rajkumar Tejbahadur Singh ANTPS3913J 52. Puneet Singhania AROPS8175R 53. Aamir Nawab Mehjabeen Malik ATAPM4926A 54. Jashanjyot Singh AUPPS9752A 55. Himans ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Pvt Ltd AAACF4311Q 88. Toplight Commercials /Tara Chand Agarwal AABCT1134Q 89. Nirmal Kumar Malhotra AAUPM6284E 90. Veena Mohanlal Chandiramani AAWPC3158M 91. Shyam Kanheyalal Vyas ACTPV2787Q 5. Since, the prima facie findings are not observed in the Investigation reports in respect to aforementioned 91 entities at paragraph 4 above, the directions issued earlier vide interim orders need not be continued and hence need to be revoked. 6. I, therefore, in exercise of the powers conferred upon me under section 19 of the Securities and Exchange Board of India Act, 1992 read with sections 11, 11(4) and 11B thereof, hereby revoke the directions issued vide interim orders qua aforesaid 91 entities with immediate effect. 7. The revo ..... X X X X Extracts X X X X X X X X Extracts X X X X
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