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SEBI - Highlights / Catch Notes

Home Highlights September 2023 Year 2023 This

Unregistered investment advisory activities - Investment ...

SEBI

September 25, 2023

Unregistered investment advisory activities - Investment advisory services with guaranteed assured returns causing monetary loss to the complainants - since appellants were carrying out advisory services without registration the direction to refund the amount by the WTM does not suffer from any error of law. - AT

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