SEBI Notifications

Showing 861 to 880 of 1195 Records

SEBI
No. S.O. No.1077(E) - SEBI/LAD/DOP/281004/2004 - Dated: 28-9-2004 - SEBI
Specified investors to obtain unique identification numbers - Specified investors.
No. S.O. No.1025(E) - SEBI/LE/21059/04 - Dated: 21-9-2004 - SEBI
Notification under section 11(3) of the Securities Contracts (Regulation) Act, 1956 for extending the period of supersession of the Governing Board of Ahmedabad Stock Exchange
No. S.O. No.940(E) - SEBI/LE/17963/2004 - Dated: 17-9-2004 - SEBI
Renewal of recognition to OTC Exchange of India
No. S.O. No.997(E) - SEBI/LAD/DOP/19536/2004 - Dated: 2-9-2004 - SEBI
Securities And Exchange Board Of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) (Second Amendment) Regulations, 2004.
No. S.O.No.971(E) - SEBI/LE/19048/2004 - Dated: 31-8-2004 - SEBI
Refusal to Grant Renewal of Recognition to Mangalore Stock Exchange.
No. S.O. No.982(E) - SEBI/LAD/DOP/18665/2004 - Dated: 30-8-2004 - SEBI
Securities And Exchange Board Of India (Substantial Acquisition Of Shares And Takeovers) (Amendment) Regulations, 2004.
No. S.O. No.961(E) - SEBI/LE/18632/04 - Dated: 30-8-2004 - SEBI
Renewal of recognition to Coimbatore Stock Exchange Limited, Coimbatore.
No. S.O. No.954(E) - SEBI/LAD/DOP/17959/2004 - Dated: 17-8-2004 - SEBI
Notification under the Sub-regulation(1) of the Regulation 5A of the Securities and Exchange Board of India (Central Database of Market Participations) Regulations, 2003 - Power of Board to extend time in respect of related persons.
No. S.O. No.939(E) - SEBI/LE/17855/04 - Dated: 17-8-2004 - SEBI
Renewal of recognition to Pune Stock Exchange Limited
No. S.O. No.884(E) - SEBI/LAD/DOP/1663/2004 - Dated: 30-7-2004 - SEBI
Notification under sub-regulation (1) of regulation 4 and sub-regulation (1) and (2) of regulation 6 of the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003 - Specified intermediary and other entity to obtain unique identification numbers.
No. S.O. No.854(E) - SEBI/LAD/DOP/5600/2004 - Dated: 21-7-2004 - SEBI
Securities And Exchange Board Of India (Central Database Of Market Participants) (Amendment) Regulations, 2004.
No. S.O. No.818(E) - SEBI/MIRSD/DOR-I/15292/2004 - Dated: 15-7-2004 - SEBI
Securities and Exchange Board of India (Interest Liability Regularisation) Scheme, 2004.
No. S.O. No.853(E) - SEBI/LAD/DOP/14982/2004 - Dated: 13-7-2004 - SEBI
Securities And Exchange Board Of India (Procedure For Holding Enquiry By Enquiry Officer And Imposing Penalty) (Amendment) Regulations, 2004.
No. S.O. No.817(E) - SEBI/LE/14296/2004 - Dated: 5-7-2004 - SEBI
Order under section 11 of the Securities Contracts (Regulation) Act, 1956 extending the period of supersession of the Governing Board of the Uttar Pradesh Stock Exchange Association Limited
No. S.O. No.745(E) - SEBI/LAD/DOP/12752/2004 - Dated: 18-6-2004 - SEBI
Securities and Exchange Board of India (Buy-Back of Securities) (Amendment) Regulations, 2004.
No. S.O. No.696(E) - SEBI/LAD/DOP/11988/2004 - Dated: 10-6-2004 - SEBI
Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2004.
No. S.O. No.654(E) - SEBI/LAD/DOP/10705/2004 - Dated: 27-5-2004 - SEBI
Securities And Exchange Board Of India (Portfolio Managers) (Amendment) Regulations, 2004.
No. S.O. No.653(E) - SEBI/LE/10719/04 - Dated: 27-5-2004 - SEBI
Renewal of recognition to Uttar Pradesh Stock Exchange Association Limited
No. S.O. No.625(E) - SEBI/LE/10402/04 - Dated: 26-5-2004 - SEBI
Renewal of recognition to Bhubaneshwar Stock Exchange
No. S.O. No.623(E) - SEBI/LAD/DOP/9928/2004 - Dated: 24-5-2004 - SEBI
Securities And Exchange Board of India (Employees’ Service) (Amendment) Regulations, 2004.