INITIAL PUBLIC OFFER ON MAIN BOARD - Securities and Exchange Board of India (ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2018

Chapter: II
INITIAL PUBLIC OFFER ON MAIN BOARD
Part: I
ELIGIBILITY REQUIREMENTS
Regulation 4	:	Reference date
Regulation 5	:	Entities not eligible to make an initial public offer
Regulation 6	:	Eligibility requirements for an initial public offer
Regulation 7	:	General conditions
Regulation 8	:	Additional conditions for an offer for sale
Regulation 8A	:	Additional conditions for an offer for sale for issues under sub-regulation (2) of regulation 6
Part: II
ISSUE OF CONVERTIBLE DEBT INSTRUMENTS AND WARRANTS
Regulation 9	:	Eligibility requirements for issue of convertible debt instruments
Regulation 10	:	Additional requirements for issue of convertible debt instruments
Regulation 11	:	Conversion of optionally convertible debt instruments into equity shares
Regulation 12	:	Issue of convertible debt instruments for financing
Regulation 13	:	Issue of warrants
Part: III
PROMOTERS’ CONTRIBUTION
Regulation 14	:	Minimum promoters’ contribution
Regulation 15	:	Securities ineligible for minimum promoters’ contribution
Part: IV
LOCK-IN AND RESTRICTIONS ON TRANSFERABILITY
Regulation 16	:	Lock-in of specified securities held by the promoters
Regulation 17	:	Lock-in of specified securities held by persons other than the promoters
Regulation 18	:	Lock-in of specified securities lent to stabilising agent under the green shoe option
Regulation 19	:	Lock-in of party-paid securities
Regulation 20	:	Inscription or recording of non-transferability
Regulation 21	:	Pledge of locked-in specified securities
Regulation 22	:	Transferability of locked-in specified securities
Part: V
APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER
Regulation 23	:	Appointment of Officer
Part: VI
DISCLOSURES IN AND FILING OF OFFER DOCUMENTS
Regulation 24	:	Disclosures in the draft offer document and offer document
Regulation 25	:	Filing of the draft offer document and offer document
Regulation 26	:	Draft offer document and offer document to be available to the public
Part: VII
PRICING
Regulation 27	:	Face value of equity shares
Regulation 28	:	Pricing
Regulation 29	:	Price and price band
Regulation 30	:	Differential pricing
Part: VIII
ISSUANCE CONDITIONS AND PROCEDURE
Regulation 31	:	Minimum offer to public
Regulation 32	:	Allocation in the net offer
Regulation 33	:	Reservation on a competitive basis
Regulation 34	:	Abridged prospectus
Regulation 35	:	ASBA
Regulation 36	:	Availability of issue material
Regulation 37	:	Prohibition on payment of incentives
Regulation 38	:	Security deposit
Regulation 39	:	IPO grading
Regulation 40	:	Underwriting
Regulation 41	:	Monitoring agency
Regulation 42	:	Public communications, publicity materials, advertisements and research reports
Regulation 43	:	Issue-related advertisements
Regulation 44	:	Opening of the issue
Regulation 45	:	Minimum subscription
Regulation 46	:	Period of subscription
Regulation 47	:	Application and minimum application value
Regulation 48	:	Manner of calls
Regulation 49	:	Allotment procedure and basis of allotment
Regulation 50	:	Allotment, refund and payment of interest
Regulation 51	:	Post-issue advertisements
Regulation 52	:	Post-issue responsibilities of the lead manager(s)
Regulation 53	:	Release of subscription money
Regulation 54	:	Reporting of transactions of the promoters and promoter group
Regulation 55	:	Post-issue reports
Part: IX
MISCELLANEOUS
Regulation 56	:	Restriction on further capital issues
Regulation 57	:	Price stabilisation through green shoe option
Regulation 58	:	Alteration of rights of holders of specified securities
Regulation 59	:	Post-listing exit opportunity for dissenting shareholders