RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018

Chapter: VII
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
Regulation 40	:	Rights and obligations of depositories, etc.
Regulation 41	:	Depository to declare specific securities eligible
Regulation 42	:	Security eligible for dematerialisation
Regulation 43	:	Agreement between depository and issuer
Regulation 44	:	Systems and procedures
Regulation 45	:	Connectivity
Regulation 46	:	Mechanism for investor protection
Regulation 47	:	Withdrawal by participant
Regulation 48	:	Internal monitoring, review and evaluation of systems and controls
Regulation 49	:	External monitoring, review and evaluation of systems and controls
Regulation 50	:	Business Continuity Plan
Regulation 51	:	Wind-down Plan.
Regulation 52	:	Insurance against risks
Regulation 53	:	Manner of keeping records
Regulation 54	:	Records to be maintained.
Regulation 55	:	Co-operation with other entities
Regulation 56	:	Consolidated account statement
Regulation 57	:	Prohibition of assignment
Regulation 58	:	Agreement by participant
Regulation 59	:	Separate accounts
Regulation 60	:	Statement of accounts
Regulation 61	:	Transfer or withdrawal by beneficial owner
Regulation 62	:	Connectivity
Regulation 63	:	Monitoring, reviewing and evaluating internal systems and controls
Regulation 64	:	Reconciliation
Regulation 65	:	Returns
Regulation 66	:	Record of services
Regulation 67	:	Manner of keeping records
Regulation 68	:	Records to be maintained depository-wise
Regulation 69	:	Prohibition of assignment
Regulation 70	:	Agreement by issuer
Regulation 71	:	Manner of handling share registry work
Regulation 72	:	Redressal of investor grievances
Regulation 73	:	Investor Protection Fund
Regulation 74	:	Manner of surrender of certificate of security
Regulation 75	:	Reconciliation
Regulation 76	:	Audit
Regulation 77	:	Connectivity
Regulation 78	:	Information
Regulation 79	:	Manner of creating pledge or hypothecation
Regulation 80	:	Investment advice
Regulation 81	:	Appointment of compliance officer
Regulation 81A	:	Appointment of the chief risk officer
Regulation 82	:	Equal, fair and transparent access
Regulation 82A	:	Information and Data Sharing Policy