Login

Tax Management India. Com
Law and Practice : Digital eBook
Research is most exciting & rewarding

Case Laws Acts Notifications Circulars Classification Forms Manuals Articles News D. Forum Highlights Notes

TMI - e-Newsletter TaxTMI Refund of GST paid deposited by the Vendor on... TaxTMI Salary income - Taxability of "fringe benefits" or... TaxTMI Reopening of assessment under old regime - scope of... TaxTMI Liability of tax arising on account of inadvertent... TaxTMI Validity of assessment order - Disparity in Returns... TaxTMI Rejection of refund claim - Status of the... TaxTMI Time Limitation for filing refund claim - Impact of... TaxTMI Condonation of delay in filing an appeal before the... TaxTMI Validity of assessment order - Utilization of Input... TaxTMI Violation of principles of natural justice - notice... TaxTMI Income from Other Sources u/s 56(2) - interest... TaxTMI Imposition of GST under the reverse charge... TaxTMI Reversal of ITC - The High Court found that certain... TaxTMI Detention of goods alongwith penalty - Expired... TaxTMI Set-off of losses against income from other sources... TaxTMI Exemption from GST - Hostel accommodation -... TaxTMI Rejection of rectification petition - turnover of... TaxTMI Latest Case-Laws TaxTMI Latest Notifications + Circulars TaxTMI GST Council Decisions TaxTMI

Follow us:

SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter III = GENERAL OBLIGATIONS OF INTERMEDIARIES Chapters List This

GENERAL OBLIGATIONS OF INTERMEDIARIES - Securities and Exchange Board of India (Intermediaries) Regulations, 2008

Chapter: III
GENERAL OBLIGATIONS OF INTERMEDIARIES
Regulation 12	:	General obligations
Regulation 13	:	Redressal of investor grievances
Regulation 14	:	Appointment of compliance officer
Regulation 15	:	Investment advice
Regulation 16	:	Code of conduct

Quick Updates:

What's New:
Latest Case Laws

What's New:
Latest Notifications

What's New:
Latest Circulars

F: Reconciliation of Eway bills

F: Refund of IGST Charged and collected from Foreign Customer on Export o...

H: Levy of penalty - non filling up of Part B of the e-Way Bill - existen...

H: Violation of principles of natural justice - The court observed that w...

H: Rejection of the petitioner’s claim for budgetary support - Violation ...

H: Validity of determination of GST liability (demand) u/s 73(1) - Reject...

H: Blocking the input tax credit against the petitioners - The High Court...

H: Faceless Assessment Center u/s 144-B - territorial jurisdiction - The ...

H: Non-jurisdictional AO proceeding with the assessment - decentralizatio...

H: Deduction u/s 80-O - brandishing newspaper cuttings as proof to show i...

H: Condonation of delay in filing of revised return of income - CBDT reje...

H: Assessment completed u/s 144C against a petitioner/Non-Resident Indian...

H: Exemption u/s 10(23C)(iiiad) - Threshold limit of Rs. 1 Crore - The Ap...

H: Denial of deduction claimed under Chapter VI-A i.e. Section 80G/ 80GGA...

H: Levy of penalties under various sections - The Appellate Tribunal, in ...

H: Application seeking approval u/s 80G(5)(vi) rejected - Assessee is pre...

H: Revision u/s 263 - Bogus LTCG/Share transaction - as per CIT AO failed...

A: Mohit Agarwal Vs. CIT (All)- Appeal of assesse was earlier admitted th...

A: DEPRECIATION ON GOODWILL

A: Deciphering GST Notices: A Comprehensive Guide to Understanding and Re...

F: ITC CLAIMED AFTER DUE DATE

F: INQUIRY BY THE APPELLATE AUTHORITY

N: Extension in Import Period for Yellow Peas under ITC (HS) Code 0713101...

C: Relaxation of additional fees and extension of last date of filing of ...

C: Uploading of judicial orders related to insolvency proceedings by Inso...

A: DISTINCTION BETWEEN ‘DOCTRINE OF CONSTRUCTIVE NOTICE’ AND ‘DOCTRINE OF...

A: The Benefits of Cloud Accounting for SMEs

F: GST PENALTY SECTION 122

N: Exemption from specified income U/s 10(46) – ‘Tamil Nadu Electricity R...

C: Margin for Derivative Contracts