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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Intermediaries) Regulations, 2008 Chapter IV = INSPECTION AND DISCIPLINARY PROCEEDINGS Chapters List This

INSPECTION AND DISCIPLINARY PROCEEDINGS - Securities and Exchange Board of India (Intermediaries) Regulations, 2008

Chapter: IV
INSPECTION AND DISCIPLINARY PROCEEDINGS
Regulation 17	:	Right of inspection by the Board.
Regulation 18	:	Notice before inspection
Regulation 19	:	Obligations of Intermediary on inspection.
Regulation 20	:	Appointment of auditor or valuer
Regulation 21	:	Submission of report to the Board.

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