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Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004 Chapter II = RECOGNITION OF SELF REGULATORY ORGANIZATION Chapters List This

RECOGNITION OF SELF REGULATORY ORGANIZATION - Securities and Exchange Board of India (Self Regulatory Organisations) Regulations, 2004

Chapter: II
RECOGNITION OF SELF REGULATORY ORGANIZATION
Regulation 3	:	Recognition of Self Regulatory Organization
Regulation 4	:	Eligibility criteria
Regulation 4A	:	Grant of in-principle approval
Regulation 5	:	Grant of recognition as a Self Regulatory Organization
Regulation 6	:	Application to conform to the requirements
Regulation 7	:	Furnishing of information, clarification and personal representation
Regulation 8	:	Conditions of certificate and validity period
Regulation 9	:	Renewal of certificate
Regulation 10	:	Procedure where certificate is not granted
Regulation 11	:	Effect of refusal to grant certificate

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