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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999 Chapter III = GENERAL OBLIGATIONS OF CREDIT RATING AGENCIES Chapters List This

GENERAL OBLIGATIONS OF CREDIT RATING AGENCIES - Securities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Chapter: III
GENERAL OBLIGATIONS OF CREDIT RATING AGENCIES
Regulation 13 : Code of Conduct
Regulation 14 : Agreement with the client
Regulation 14A : Dispute Resolution
Regulation 15 : Monitoring of ratings
Regulation 16 : Procedure for review of rating
Regulation 17 : Internal procedures to be framed
Regulation 18 : Disclosure of Rating Definitions and Rationale
Regulation 19 : Submission of information to the Board
Regulation 20 : Compliance with circulars etc., issued by the Board
Regulation 20A : Appointment of Compliance Officer
Regulation 21 : Maintenance of Books of Accounts records, etc.
Regulation 22 : Steps on auditor’s report
Regulation 23 : Confidentiality
Regulation 24 : Rating process
Regulation 24A : Shareholding in a credit rating agency
 

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