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Home Acts & Rules SEBI Old-Provisions Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009 Chapter VI = GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE Chapters List This

GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009

Chapter: VI
GENERAL OBLIGATIONS OF ISSUER AND INTERMEDIARIES WITH RESPECT TO PUBLIC ISSUE AND RIGHTS ISSUE
Regulation 59 : Prohibition on payment of incentives
Regulation 60 : Public communications, publicity materials, advertisements and research reports.
Regulation 61 : Copies of offer documents to be available to public.
Regulation 62 : Redressal of investor grievances.
Regulation 63 : Appointment of Compliance Officer
Regulation 64 : Due diligence
Regulation 65 : Post- issue reports
Regulation 66 : Post-issue Advertisements
Regulation 67 : Co-ordination with Intermediaries
Regulation 68 : Audited financial statements in the offer document.
Regulation 69 : Other responsibilities.
 

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