RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION - SECURITIES AND EXCHANGE BOARD OF INDIA (DEPOSITORIES AND PARTICIPANTS) REGULATIONS, 1996

Chapter: V
RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
Regulation 26	:	Rights and obligations of depositories, etc.
Regulation 27	:	Depository to declare specific securities eligible.
Regulation 28	:	Security eligible for dematerialisation
Regulation 29	:	Agreement between depository and issuer
Regulation 30	:	Systems and procedures
Regulation 31	:	Connectivity
Regulation 32	:	Mechanism for investor protection
Regulation 33	:	Withdrawal by participant.
Regulation 34	:	Internal monitoring, review and evaluation of systems and controls.
Regulation 35	:	External monitoring, review and evaluation of systems and controls.
Regulation 35A	:	Business Continuity Plan
Regulation 35B	:	Wind-down Plan.
Regulation 36	:	Insurance against risks.
Regulation 37	:	Manner of keeping records
Regulation 38	:	Records to be maintained
Regulation 39	:	Co-operation with other entities.
Regulation 39A	:	Consolidated account statement.
Regulation 40	:	Prohibition of assignment.
Regulation 41	:	Agreement by participant.
Regulation 42	:	Separate accounts
Regulation 43	:	Statement of accounts.
Regulation 44	:	Transfer or withdrawal by beneficial owner.
Regulation 45	:	Connectivity.
Regulation 46	:	Monitoring, reviewing and evaluating internal systems and controls.
Regulation 47	:	Reconciliation.
Regulation 48	:	Returns.
Regulation 49	:	Record of services.
Regulation 50	:	Manner of keeping records.
Regulation 51	:	Records to be maintained depository-wise.
Regulation 52	:	Prohibition of assignment.
Regulation 53	:	Agreement by issuer.
Regulation 53A	:	Manner of handling share registry work
Regulation 53B	:	Redressal of investor grievances
Regulation 53C	:	Investor Protection Fund.
Regulation 54	:	Manner of surrender of certificate of security
Regulation 55	:	Reconciliation
Regulation 55A	:	Audit
Regulation 56	:	Connectivity
Regulation 57	:	Information
Regulation 58	:	Manner of creating pledge or hypothecation
Regulation 58A	:	Investment advice
Regulation 58B	:	Appointment of compliance officer
Regulation 58C	:	Equal, fair and transparent access.