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Home Acts & Rules Indian Laws Economic Laws - Regulation International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter II = REGISTRATION OF CAPITAL MARKET INTERMEDIARIES Chapters List This

REGISTRATION OF CAPITAL MARKET INTERMEDIARIES - International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025
Chapter: II
REGISTRATION OF CAPITAL MARKET INTERMEDIARIES
Regulation 4 : Obligation to seek Registration and Exemptions therefrom
Regulation 5 : Application for registration
Regulation 6 : Legal form of the applicant
Regulation 7 : Net worth requirements
Regulation 8 : Fit and proper requirements
Regulation 9 : Appointment of Principal Officer, Compliance Officer and other human resources
Regulation 10 : Furnishing of Information
Regulation 11 : Registration requirements
Regulation 12 : Grant of registration
Regulation 13 : Period of validity
Regulation 14 : Surrender of registrations
 

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