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Home Acts & Rules Indian Laws Economic Laws - Regulation International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025 Chapter III = GENERAL OBLIGATIONS AND RESPONSIBILITIES Chapters List This

GENERAL OBLIGATIONS AND RESPONSIBILITIES - International Financial Services Centres Authority (Capital Market Intermediaries) Regulations, 2025

Chapter: III
GENERAL OBLIGATIONS AND RESPONSIBILITIES
Regulation 15 : Code of Conduct
Regulation 16 : Maintenance of books of account, records and other documents
Regulation 17 : Information to the Authority
Regulation 18 : Redress of grievances
Regulation 19 : Dispute Resolution
Regulation 20 : Business Continuity Plan
Regulation 21 : Cyber Security and Cyber Resilience 
Regulation 22 : Risk Management and Internal Controls
Regulation 23 : Change in control
Regulation 24 : Payment of Fees
Regulation 25 : Annual Compliance Audit
 

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