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SEBI
Home Acts & Rules SEBI Act Securities and Exchange Board of India Act, 1992 Chapters List This

Securities and Exchange Board of India Act, 1992

Chapter: I
PRELIMINARY
Section 1 : Short title, extent and commencement
Section 2 : Definitions
Chapter: II
ESTABLISHMENT OF THE SECURITIES AND EXCHANGE BOARD OF INDIA
Section 3 : Establishment and incorporation of Board
Section 4 : Management of the Board
Section 5 : Term of office and conditions of service of Chairman and members of the Board
Section 6 : Removal of member from offic
Section 7 : Meetings
Section 8 : Vacancies, etc., not to invalidate proceedings of Board
Section 9 : Officers and employees of the Board
Section 7A : Member not to participate in meetings in certain cases
Chapter: III
TRANSFER OF ASSETS, LIABILITIES, ETC., OF THE EXISTING SECURITIES AND EXCHANGE BOARD TO THE BOARD
Section 10 : Transfer of assets, liabilities, etc., of existing Securities and Exchange Board to the Board
Chapter: IV
POWERS AND FUNCTIONS OF THE BOARD
Section 11 : Functions of Board
Section 11A : Board to regulate or prohibit issue of prospectus, offer document or advertisement soliciting money for issue of securities
Section 11AA : Collective investment scheme
Section 11B : Power to issue directions and levy penalty
Section 11C : Investigation
Section 11D : Cease and desist proceedings
Chapter: V
REGISTRATION CERTIFICATE
Section 12 : Registration of stock brokers, sub-brokers, share transfer agents, etc
Chapter: VA
PROHIBITION OF MANIPULATIVE AND DECEPTIVE DEVICES, INSIDER TRADING AND SUBSTANTIAL ACQUISITION OF SECURITIES OR CONTROL
Section 12A : Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of securities or control
Chapter: VI
FINANCE, ACCOUNTS AND AUDIT
Section 13 : Grants by the Central Government
Section 14 : Fund
Section 15 : Accounts and audit
Chapter: VIA
PENALTIES AND ADJUDICATION
Section 15A : Penalty for failure to furnish information, return, etc
Section 15B : Penalty for failure by any person to enter into agreement with clients
Section 15C : Penalty for failure to redress investors’ grievances
Section 15D : Penalty for certain defaults in case of mutual funds
Section 15E : Penalty for failure to observe rules and regulations by an asset management company
Section 15EA : Penalty for default in case of alternative investment funds, infrastructure investment trusts and real estate investment trusts.
Section 15EB : Penalty for default in case of investment adviser and research analyst
Section 15F : Penalty for default in case of stock brokers
Section 15G : Penalty for insider trading
Section 15H : Penalty for non-disclosure of acquisition of shares and takeovers
Section 15HA : Penalty for fraudulent and unfair trade practices
Section 15HAA : Penalty for alteration, destruction, etc., of records and failure to protect the electronic database of Board
Section 15HB : Penalty for contravention where no separate penalty has been provided
Section 15I : Power to adjudicate
Section 15J : Factors to be taken into account while adjudging quantum of penalty
Section 15JA : crediting sums realised by way of penalties to consolidated fund of india
Section 15JB : settlement of administrative and civil proceedings
Chapter: VIB
ESTABLISHMENT, JURISDICTION, AUTHORITY AND PROCEDURE OF SECURITIES APPELLATE TRIBUNAL
Section 15-O : Salary and allowances and other terms and conditions of service of Presiding Officers
Section 15K : Establishment of Securities Appellate Tribunals
Section 15L : Composition of Securities Appellate Tribunal
Section 15M : Qualification for appointment as Presiding Officer or Member of Securities Appellate Tribunal
Section 15MA : The Presiding Officer and Judicial Members of the Securities Appellate Tribunal ......
Section 15MB : The Technical Members of the Securities Appellate Tribunal shall be appointed .............
Section 15MC : No appointment of the Presiding Officer, a Judicial Member or a Technical Member ..........
Section 15N : Tenure of office of Presiding Officer and other Members of Securities Appellate Tribunal
Section 15P : Filling up of vacancies
Section 15PA : In the event of occurrence of any vacancy in the office of the Presiding Officer of the Securities Appellate Tribunal by reason ..............
Section 15Q : Resignation and removal
Section 15QA : Qualifications, terms and conditions of service of Presiding Officer and Member.
Section 15R : Orders constituting Appellate Tribunal to be final and not to invalidate its proceedings
Section 15S : Staff of the Securities Appellate Tribunal
Section 15T : Appeal to the Securities Appellate Tribunal
Section 15U : Procedure and powers of the Securities Appellate Tribunal
Section 15V : Right to legal representation
Section 15W : Limitation
Section 15X : Presiding Officer, Members and staff of Securities Appellate Tribunals to be public servants
Section 15Y : Civil Court not to have jurisdiction
Section 15Z : Appeal to Supreme Court
Chapter: VII
MISCELLANEOUS
Section 16 : Power of Central Government to issue directions
Section 17 : Power of Central Government to supersede the Board
Section 18 : Returns and reports
Section 19 : Delegation
Section 20 : Appeals
Section 20A : Bar of jurisdiction
Section 21 : Savings
Section 22 : Members, officers and employees of the Board to be public servants
Section 23 : Protection of action taken in good faith
Section 24 : Offences
Section 24A : Composition of certain offences
Section 24B : Power to grant immunity
Section 25 : Exemption from tax on wealth and income
Section 26 : Cognizance of offences by courts
Section 26A : Establishment of Special Courts
Section 26B : Offences triable by Special Courts
Section 26C : Appeal and revision
Section 26D : Application of Code to proceedings before Special Court
Section 26E : Transitional provisions
Section 27 : Contravention by companies
Section 28 : Power to exempt
Section 28A : Recovery of amounts
Section 28B : Continuance of proceedings
Section 29 : Power to make rules
Section 30 : Power to make regulations
Section 31 : Rules and regulations to be laid before Parliament
Section 32 : Application of other laws not barred
Section 33 : Amendment of certain enactments
Section 34 : Power to remove difficulties
Section 34A : Validation of certain acts
Section 35 : Repeal and saving
 
 
 
 

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